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SEC regulations require that broker-dealer firms disclose to clients information with respect to the broker-dealer's order handling practices. These regulations require that RBC Dain Rauscher identify the different market centers to which the Firm routes client orders and disclose any material relationship that the Firm may have with that market center, including the receipt of any payment received for sending client orders to that market center.
RBC Dain Rauscher has engaged the services of a vendor to compile and disclose the required information. By following the link below, you will be leaving the RBC Dain Rauscher website.
Order Handling Information |
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